RM ( Hong Kong/Taiwan)

Overview

• Sourcing and onboarding of new offshore clients
• Advise clients on investment ideas / opportunities and other wealth management services and ensure investment suitability and timely execution
• Regular review of investment portfolios and risk profiles with clients
• Strict observance of risk and compliance / cross-border / AML issues and regulations
• Ensure that we achieve excellence in our clients' experience, building lasting relationships based on high standards of service and quality advice

Key duties

• Build-up, maintain and expand a network of clients, introducing them to the company and Wealth Management platform
• Provide exceptional advice, service and appropriate recommendations to clients with focus on understanding their needs, objectives and risk tolerance.
• Develop personalized wealth management solutions and investment ideas
• Enable the client to make informed financial decisions by providing clear, relevant and timely information
• Regular and timely submission of progress reports, incl. existing business and prospect pipeline.
• Constant and timely filing of call reports, following meetings with clients.
• Communicate and work hand-in-hand with investment product and research department, giving input for generating new investment/product ideas
• Observe and follow regulatory and bank's policies and procedures like advisory handbook, cross-border rules, AML guidelines, and other risk/compliance issues: diligent and prompt reporting of irregularities/red flags to line manager/compliance officer

Requirements

• 4 -7 years of direct client relationship management experience in wealth management / investment advisory sales
• Recognized university degree and relevant certification
• Proven track record in client acquisition and retention success
• Disciplined, with deep understanding of Compliance and Regulatory framework of the industry
• Extensive investment product and market knowhow
• Strong relationship management and sales skills
• Driven, client-oriented with strong business acumen